One of the core objectives of the Institute of Chartered Financial Analysts of India University, Mizoram (hereinafter referred to as "University") is to ensure gender equality and gender justice through the University interventions and practices. In keeping with this principle, it is important to ensure a climate, free from discrimination and harassment, with a particular focus on prevention of sexual harassment.
Policy of prohibiting Discrimination
This policy prohibits discrimination on the basis of race, sex, sexual orientation, gender identity/expression, religion, caste, age, color, creed, nationality or ethnic origin, physical, mental or sensory disability and marital status. Discriminatory harassment is one form of discrimination. Under this policy, discriminatory harassment is identified as conduct toward a particular individual, individuals, or groups on the basis of a protected status that is significantly severe or pervasive that has the purpose or effect of:
|1||Mr. Samuel L Dingliana||Registrar||Chairman|
|2||Dr. Vanlalhumi Chhangte||Campus Head||Academics|
|3.||Mrs Angelina K.Lalrintluangi||Assistant Professor||Member|
|4.||Mr Nongamba N||Sr. Lecturer||Member|
|5.||Ms Zodinpuii Khiangte||Student Councellor||Member|
|Name||Ms Zodinpuii Khiangte|
V. The First Instance Persons (FIPs)
1. Each Department/Units shall nominate First Instance Persons ("FIP"s)within Regions/Units after an appropriate process of consultation. They may provide first instance intervention in case of any complaint of sexual harassment. The CASH shall undertake to impart training to such FIPs to equip them to respond effectively to first instance reports of sexual harassment.
2. The names and contact details of all members of the CASH as well as First Instance Persons shall be prominently displayed on the main notice board of the offices of all constituents / centers of the University. FIPs need to have a strong commitment to women's rights and gender equality.They should also understand that complaints of sexual harassment are of a sensitive nature and confidentiality of all parties concerned, especially the complainant and accused has to be respected.
3. FIPs will need to co-ordinate preventive activities within their constituent unit / center on to create a Sexual Harassment free atmosphere.
4. FIPs will be responsible for taking steps to ensure that cases of Sexual Harassment in the University mso-bidi-font-style: italic" are brought to the notice of CASH.
5. FIPs are empowered to deal with informal complaints of Sexual Harassment.
6. FIP has to inform all new staff of University policy on sexual harassment.
7. The following are the First Instance Persons (FIPs):
|1||Mr. Vanlalhumi Chhangte||Campus Head|
VI. Procedure of Dealing with Complaints of Sexual Harassment
1. If any individual believes that he or she has been subjected to sexual harassment, such person (or FIP who may have assisted the complainant or those who have otherwise observed sexual harassment) shall have the option to file a complaint with CASH. This may be done in writing or orally. Even if it is done verbally initially, it is always preferable to have the complaint in writing.
2. A complaint may be filed by contacting any one of the members of the CASH. The CASH as well as FIPs will also be available to discuss any concerns staff may have and to provide information about Department/Units policy on sexual harassment and the complaint process.
3. Informal complaints of sexual harassment may be made to the FIP within the constituent units / centers or directly to the CASH or any of its members as stated above.
4. Informal Way of dealing with complaints of Sexual Harassment:
(i) An informal approach to resolve a complaint of sexual harassment can be through mediation between the parties involved and by providing advice and counseling on a strictly confidential basis. The procedures though less stringent than formal procedures will be conducted in the full spirit of this policy document.
(ii) The case will be taken up for investigation at an informal level by the FIP or a member of the Enquiry Committee in a confidential manner. The matter will be reviewed and the alleged offender will be approached with the intention of resolving the matter in a confidential manner.
(iii) If the incident or the case reported does constitute sexual harassment of a higher degree, the member will suggest taking it up for disciplinary action or with the agreement of the complainant, the case can be taken as a formal complaint.
(iv) Once such complaints are dealt with, the FIP must inform the CASH and the Unit / Center head.
(v) The choice, whether to deal with the complaint in the informal way or through the formal mechanism (whether the case constitutes sexual harassment of a higher or lower degree), should depend entirely on the complainant.
1. All formal complaints of sexual harassment have to be referred to the CASH by the FIP.
2. The investigation into a complaint will be conducted in such a way as to maintain confidentiality to the extent practicable under the circumstances. The Enquiry Committee (EC) has to be set up within 2 weeks of receiving the complaint. The CASH is responsible for setting up the EC.
3. The EC has to investigate and submit report to CASH within 4 weeks. The CASH will have to decide on recommendations and forward it to the Vice Chancellor within 2 weeks of receiving report from EC.
4. In case of exceptional circumstances, the time limit for investigation may be extended by the CASH. The CASH has to inform Registrar, who will then inform both the complainant and accused.
VII. Process of Inquiry:
1. Upon receiving a formal complaint, the Committee shall ask the complainant to prepare a detailed statement of incidents if written complaint is sketchy. A statement of allegations will be drawn up by the Committee and sent to the accused.
2. The accused will be asked to prepare a response to the statement of allegations and submit to the Committee within the given time.
3. The statements and other evidence obtained in the inquiry process will be considered confidential materials.
4. An officer in the University could be designated to provide advice and assistance to each party if requested by either of them. Similarly, the complainant and the accused will have the right to be represented or accompanied by a member of staff, a friend or a colleague.
5. The Committee will organize verbal hearings with the complainant and the accused.
6. Statement of Complainant will be recorded first in the presence of the accused. The accused may cross question the complaint if there is a need to do so in the presence of the Enquiry Committee.
7. The Committee will take testimonies of other relevant persons and review the evidence whenever necessary. Care should be taken to avoid any retaliation against the witnesses by giving necessary protection.
8. The Committee will take its decision after carefully reviewing the circumstances, evidence and relevant statements in all fairness.
9. If the accused, being provided fair opportunity to participate in the inquiry and defend him/her fails to participate in the inquiry, the Committee may conduct the inquiry exparte.
10. The Committee will ensure confidentiality during the inquiry process.
11. In the course of investigating any complaint of sexual harassment, the CASH shall ensure that the principles of natural justice are adhered to namely:
(i) Both parties shall be given reasonable opportunity to be heard along with witnesses and to produce any other relevant documents before the CASH;
(ii) Upon completion of the investigation, both parties, will be informed of the results of that investigation.
(iii) Documents which form part of the official record shall also be given to the complainant if need be.
1. The CASH shall be empowered to do all things necessary to ensure a fair hearing of the complaint including all things necessary to ensure that victims or witnesses are neither victimized or discriminated against while dealing with a complaint of sexual harassment. In this regard the CASH shall also have discretion to make appropriate interim recommendations vis-vis an accused person pending the outcome of a complaint including suspension, transfer, leave, change of office/ hostel, etc.
2. In the event the CASH determines that sexual harassment has occurred, it will make appropriate recommendations for necessary action to be initiated to remove the offensive conduct and, where appropriate, to institute disciplinary action. The complainant's views may be taken into consideration for this purpose.
3. The penalties listed below (in ascending order) are indicative, and shall not constrain the University authorities from considering others, in accordance with the rules governing the conduct of employees and students in practice at the time.
14.1 Penalties in Case of Academic Staff
1. Warning, reprimand, or censure.
2 Withholding of one or more increments for a period not exceeding one year.
3. Removal from an administrative position at the Centre, and/or University levels.
4. Disbarment from holding an administrative position at the Centre, and/or University levels.
5. Suspension from service for a limited period.
6. Compulsory retirement.
7. Dismissal from service.
Further, the penalty awarded shall be recorded in his/her Confidential Record.
14.2 Penalties in Case of Supporting Staff 1Warning, reprimand, or censure.
3.Withholding of one or more increments for a period not exceeding one year.
4. Suspension from service for a limited period. 5Compulsory retirement.
6. Dismissal from service.
Further, the penalty awarded shall be recorded in his/her Confidential Record.
14.3 Penalties in Case of University Students
1. Warning or reprimand.
2. Transfer to another hostel.
3 Withdrawal of the right to an official character certificate from University.
4. Rustication from the University for a period up to two semesters.
5. Expulsion from the University, and/or a bar on appearing for the entrance examination/interview to any programme of study offered by University.
6. Withholding of a degree awarded by University.
Further, the penalty awarded shall be recorded in his/her Personal File.
1. Any individual who feels aggrieved with the disciplinary action taken may appeal to the Chancellor for a review of the decision. The decision of the Chancellor shall however be final and binding.
VIII. Conclusion 1. Each constituent/center shall provide all necessary assistance for the purpose of ensuring full, effective and prompt implementation of this policy.
2. In the event the conduct complained of amounts to a specific offence under the Indian Penal Code or under any other law in existence, the CASH, subject to the wishes of the complainant, shall take appropriate action in making a complaint with the appropriate authority
3. Each constituent/center will ensure that the CASH and Enquiry Committee retain their autonomy and may work unhindered from any pressure from any quarter.
4.The proceedings under this policy shall not be stalled or postponed merely because the complainant is proceeding against the accused under any other provision of law.
The provisions of this policy shall not restrict the powers of the Management or the complainant to proceed against the alleged offender for any other misconduct or other legal remedies.